WebThe term clearing organization means an entity that is in the business of holding securities for its member organizations or clearing trades of securities and transferring, or … WebAccording to 12 USCS § 4402 (2), the term clearing organization means “a clearinghouse, clearing association, clearing corporation, or similar organization--. (A) that provides clearing, netting, or settlement services for its members and--. (i) in which all members other than the clearing organization itself are financial institutions or ...
Clearing Broker: Definition, Role, Vs. Prime Broker - Investopedia
Webclearing organization (2) Clearing organization The term “clearing organization” means a clearinghouse, clearing association, clearing corporation, or similar organization— (A) that provides clearing, netting, or settlement services for its members and— (i) in which all members other than the clearing organization itself are financial ... WebClearing Organization means (a) The Depository Trust Company, or, if agreed to by Borrower and Lender, such other “securities intermediary” (within the meaning of the UCC) at which Borrower (or Borrower’s agent) and Lender (or Lender’s agent) maintain accounts, or (b) a Federal Reserve Bank, to the extent that it maintains a book-entry system. pilz häkeln youtube
eCFR :: 17 CFR 39.6 -- Exemption from derivatives clearing organization ...
WebA clearing house is a financial institution formed to facilitate the exchange (i.e., clearance) of payments, securities, or derivatives transactions. The clearing house stands between two clearing firms (also known as member firms or participants). Its purpose is to reduce the risk of a member firm failing to honor its trade settlement obligations. WebClearing organization means the foreign board of trade, affiliate of the foreign board of trade or any third party clearing house, clearing association, clearing corporation or … WebClearing Organizations Data Repositories Intermediaries Market Surveillance Contracts & Products Rules & Rule Amendments Anti-Money Laundering Trading Organizations Designated Contract Markets (DCMs) Swaps Execution Facilities (SEFs) Designated Contract Markets (DCMs) pilz häkeln